Regulators expect AML programs to be tested independently. Our AML audit provides an objective assessment of how well your framework is designed and how effectively it works in practice.
What’s included
- Independent review of AML/CFT policies, procedures and risk assessment
- Sample testing of customer due diligence and KYC files
- Assessment of transaction monitoring and reporting processes
- Review of governance, training and record-keeping
- Findings report with prioritised remediation actions
Who it’s for
Regulated entities preparing for inspections or licence renewals, and businesses that need independent assurance for boards or investors.
The outcome
Confidence that your AML controls work as intended, and a clear roadmap to fix any gaps before regulators find them.